Latest Episodes
Episode 12
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June 10, 2024
Episode 12 - Do I Need A Big Back Office?
In this episode, we delve into the importance and functions of a back office when transitioning from a captive broker dealer to an RIA....
00:28:09
Episode 11
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May 29, 2024
Episode 11 - How Do I Explain RIA To Clients?
In this episode, we tackle the challenge of explaining the term 'Registered Investment Advisor' (RIA) to clients, especially those unfamiliar with the concept. They...
00:38:54
Episode 10
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May 16, 2024
Episode 10 - Why Are Company Cultures Changing? (w/ Strive CEO & CIO Matt Cole)
In this episode, Jason Barber interviews Matt Cole, CEO & CIO of Strive Asset Management, to discuss the importance of culture in financial firms...
00:17:52
Episode 9
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May 09, 2024
Episode 9 - What Does Going Independent Mean?
In this episode, we explore the different pathways and considerations for financial advisors considering the breakaway movement, from being an employee to going fully...
00:37:25
Episode 8
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April 09, 2024
Episode 8 - What Is The First Step With Uptick?
In this episode, we discuss what to expect when engaging with Uptick Partners as you're navigating the breakaway from your captive broker-dealer. For more...
00:49:56
Episode 7
•
March 25, 2024
Episode 7 - How Do I Pick A Custodian?
In this episode, we discuss the good and bad of various custodians, and how choosing the right custodian for your specific situation can lead...
00:35:56