Latest Episodes
Episode 18
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November 06, 2024
Episode 18 - The Uptick Transition Guarantee | Behind The Breakaway
In this episode, we are excited to introduce Uptick's Transition Guarantee, recently highlighted in a wealthmanagement.com interview. We discuss how this innovative approach can...
00:14:48
Episode 17
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October 15, 2024
Episode 17 - Pros And Cons Of AI | Behind The Breakaway
In this episode, we discuss the transformative impact of AI and data analytics on financial advising. Highlighting an article from FinancialAdvisorsIQ of Edward Jones's...
00:25:03
Episode 16
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September 09, 2024
Episode 16 - Bridge Builder Path To Independence Book Launch | Behind The Breakaway
In this episode, we announce the launch of our new book, 'Bridge Builder Path to Independence,' aimed at advisors considering leaving their captive broker...
00:25:32
Episode 15
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August 19, 2024
Episode 15 - Partner Firm Transition Experience
In this episode, we share our experience of assisting an Uptick Partner firm in transitioning from a captive broker dealer to becoming an independent...
00:35:49
Episode 14
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July 23, 2024
Episode 14 - Why Are Advisors Skipping the IBD Channel?
In this episode, we discuss a news article highlighting the shift of advisors from Independent Broker Dealers (IBD) directly to the Registered Investment Advisor...
00:20:02
Episode 13
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June 24, 2024
Episode 13 - What Happens To My Commission Business?
In this episode, we explore the impacts on commissioned businesses when transitioning from a captive broker dealer to a fee-only RIA. We provide insights...
00:15:47