Latest Episodes
Episode 24
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April 15, 2025
Episode 24 - Why Are RIA Employee Advisors Breaking Away? | Behind The Breakaway
In this episode of Behind the Breakaway, we discuss the emerging trend of financial advisors breaking away from RIA employment to achieve greater independence....
00:21:47
Episode 23
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April 01, 2025
Episode 23 - Let's Talk: LPL & Commonwealth Deal With Special Guest, Jason Wenk | Behind The Breakaway
In this episode, we discuss the breaking news of LPL Financial's acquisition of Commonwealth. Jason Wenk, CEO and Founder of Altruist, joins the Behind...
00:28:34
Episode 22
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March 26, 2025
Episode 22 - What Happens If I Lose A 'Good' Client? | Behind The Breakaway
In this episode of Behind the Breakaway, we discuss the challenges faced when transitioning from a captive broker-dealer to an RIA firm, particularly focusing...
00:16:01
Episode 21
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March 13, 2025
Episode 21 - How Do I Minimize The Risk of Getting Sued? | Behind The Breakaway
In this episode, we delve into a recent lawsuit between Edward Jones and Commonwealth Financial, and we discuss the challenges advisors face when breaking...
00:25:42
Episode 20
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January 22, 2025
Episode 20 - What's Ahead for 2025 and 2026? | Behind the Breakaway
In this episode, we discuss what's in our plans for 2025 and 2026 as well as more on the process of leaving a captive...
00:44:46
Episode 19
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November 27, 2024
Episode 19 - Myth Busted: 'I Need A Big Back Office'
In this episode, we debunk the myth that transitioning financial advisors need a massive back office. We explain how many back office tasks are...
00:29:27