Episode 4
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February 22, 2024
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00:26:37
In this episode, we talk about the importance of taking a full measure when it comes to your breakaway to independence and why "Don't Move Your Book Twice" advice is so important. Listen as we discuss the reasons why so many advisors are leaving the IBD channel for RIA independence and why that matters to you! For more information about Uptick Partners and how we can help you in your breakaway journey learn more about the RIA world, visit us at UptickPartners.com.
Episode 11
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May 29, 2024
In this episode, we tackle the challenge of explaining the term 'Registered Investment Advisor' (RIA) to clients, especially those unfamiliar with the concept. They...
00:38:54
Episode 7
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March 25, 2024
In this episode, we discuss the good and bad of various custodians, and how choosing the right custodian for your specific situation can lead...
00:35:56
Episode 12
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June 10, 2024
In this episode, we delve into the importance and functions of a back office when transitioning from a captive broker dealer to an RIA....
00:28:09